
| General Information | Case Information | Bar Date Information and Forms |
Distribution Information | Key Parties | Estate Information |
General Information
On September 15, 2008, Lehman Brothers Holdings Inc. ("LBHI") filed a petition in the United States Bankruptcy Court for the Southern District of New York seeking relief under chapter 11 of the United States Bankruptcy Code. Subsequently, 22 additional affiliates of LBHI (together with LBHI, the "Debtors") filed petitions in the United States Bankruptcy Court for the Southern District of New York seeking relief under chapter 11 of the United States Bankruptcy Code. The Debtors' cases have been assigned to Judge James M. Peck. Pursuant to Docket #86, these cases are jointly administered for procedural purposes, meaning that all pleadings filed in these cases will be reflected on case docket 08-13555 (“Main Case Docket”). The Main Case Docket can be accessed through the website maintained by the United States Bankruptcy Court (http://www.nysb.uscourts.gov). An unofficial version of the Docket is accessible by selecting the “Docket” link at the top of this page.For questions related to Lehman Brothers Holdings Inc.'s Chapter 11 filing, please call:
U.S.: 1-866-879-0688
Non-U.S.: 1-503-597-7691
For questions related to Lehman Brothers Inc. ("LBI") SIPA proceeding, please call:
U.S.: 1-866-841-7868
Non-U.S.: 1-503-597-7690
If you have questions about the transaction details of any personal holdings of Lehman securities which you may have owned, please contact your personal broker /dealer or your personal financial/tax advisor directly. The Estate does not have any information about your specific personal trading transactions in Lehman securities.
Legal Inquiries
Please direct legal inquiries to the following:|
Weil, Gotshal & Manges LLP Lehman Legal Hotline:
|
Information on other former Lehman Brothers businesses
For information regarding Barclays Investment Banking and Capital Markets, please visit www.barcap.comFor information regarding Barclays Wealth, please visit www.barclayswealthamericas.com
For information related to Neuberger Berman, please visit www.nb.com
For inquiries related to companies in the UK and Europe in administration, please contact PricewaterhouseCoopers LLP at www.pwc.co.uk
For information related to the acquisition of Lehman Brothers Asia-Pacific business, please view Nomura press release or visit www.nomura.com
For information related to companies in Hong Kong in administration, please view KPMG News or contact KPMG at http://www.kpmg.com.hk
Website Information
As stated above, an unofficial version of the Docket can be accessed through this website by selecting “Docket” link at the top of this page. In addition, from time to time, certain key documents filed in this case or otherwise made available by the Debtor will be available by selecting the “Key Documents” link above. Should you have any questions relating to this website, please feel free to contact us at 646.282.2400.Plan Trust – Beneficiary and Grantor Statement
To see a copy of the Plan Trust – Beneficiary and Grantor Statement, please click here.Responses to Questions Submitted
Please click here for responses to questions submitted regarding regarding (1) Balance Sheets as of June 30, 2012, (2) September 2012 Post-Effective Date Operating Report, and (3) 2012+ Cash Flow Estimates
- Responses to Questions Submitted Regarding (1) Balance Sheets as of June 30, 2012, (2) September 2012 Post-Effective Date Operating Report, and (3) 2012+ Cash Flow Estimates DATED 12/13/2012
- Responses To Questions Received Regarding (1) 2012+ Cash Flow Estimates, (2) Balance Sheets as of March 31, 2012 and (3) June 2012 Post-Effective Operating Report DATED 08/17/2012
- Responses To Questions Received Regarding (1) 2012+ Cash Flow Estimates, (2) Balance Sheets as of March 31, 2012 and (3) June 2012 Post-Effective Operating Report DATED 08/04/2012
Claims Transfers - IMPORTANT INFORMATION
By order, dated March 25, 2010 (the “NOL Order”), the United States Bankruptcy Court for the Southern District of New York approved certain restrictions and procedures applicable to transfers of certain claims against the Debtors. The purpose of the NOL Order is to protect the potential value of Lehman’s consolidated net operating tax loss carryforwards and certain other tax attributes following an emergence from bankruptcy. [Docket #7826]
To see a copy of the NOL Order, please click here.
To see a copy of the procedures notice called for by the NOL Order, please click here.
Examiner's Report
Structured Security Issuance Valuation
On September 1, 2011, the Debtors filed the Third Amended Joint Chapter 11 Plan of Lehman Brothers Holdings Inc. and Its Affiliated Debtors [Docket No. 19628] (the “Amended Plan”), and the Disclosure Statement for the Amended Plan [Docket No. 19630] (the “Disclosure Statement”). Section V.D. of the Disclosure Statement entitled “Valuation of Structured Securities,” and Exhibit 11 of the Disclosure Statement provides information to claimants regarding the principles and methodologies (the “Structured Securities Methodology”) LBHI intends to use to value certain (i) structured notes issued by Lehman Brothers Treasury Co. B.V. (“LBT Issued Notes”), (ii) certificates and warrants issued by Lehman Brothers Securities N.V. (the “LBSN Certificates and Warrants”), (iii) structured notes issued by LBHI (the “LBHI Structured Notes”), (iv) structured notes issued by Lehman Brothers Bankhaus AG (the “Bankhaus Structured Notes”), (v) structured securities issued by Lehman Brothers (Luxembourg) Equity Finance S.A. (the “LB Lux Structured Securities”) and (vi) certificates issued by Lehman Brothers Finance S.A. (the “LB Finance Structured Securities,” and collectively with the LBT Issued Notes, the LBSN Certificates and Warrants, the LBHI Structured Notes, the Bankhaus Structured Notes and the LB Lux Structured Securities, the “Structured Securities”).The Structured Securities Methodology set forth in the Disclosure Statement differs from the methodology set forth in the Form 8-K filed by LBHI on October 29, 2010 (the “October 29th 8K”), which related primarily to the LBT Issued Notes. The differences include (i) adding back the credit value adjustment for all categories of Structured Securities, (ii) reclassifying certain Structured Securities as Par Par Notes if the terms of the security provide for principal protection, and (iii) adding all accreted interest to the estimated maximum allowable claim amounts for the Zero Coupon Notes.
Pursuant to the Court's Order, dated August 10, 2011, Approving Procedures for Determining the Allowed Amount of Claims Filed Based on Structured Securities Issued or Guaranteed by Lehman Brothers Holdings Inc. [ECF No. 19120] (the "SSVM Order"), a list of each Structured Security by issuer and the corresponding Proposed Allowed Claim Amount calculated using the Structured Securities Valuation Methodology is available here (and in the link below), and a copy of the statement of the Creditors' Committee in response to the Motion seeking approval of the SSVM Order is available here.
List of each Structured Security by issuer and the corresponding Proposed Allowed Claim Amount
The Debtors have corrected certain manifest errors in the valuations of certain of the Structured Securities since posting the previous list of proposed Allowed Claim amounts. The list of proposed Allowed Claim amounts identifies the Structured Securities affected and includes the corrected proposed Allowed Claim amounts for each of the Structured Securities.
Nothing contained in the Disclosure Statement is to be construed as an admission of liability by LBHI with respect to any Structured Security or claim filed against LBHI based thereon. LBHI reserves the right to object to any claims filed against it based on the Structured Securities on any and all grounds.
For the avoidance of doubt, nothing herein shall be construed to (i) characterize the Structured Securities (or any other structured notes issued by LBHI and its affiliates) as “securities contracts” or “swap agreements” under the Bankruptcy Code, (ii) modify or pertain to the terms of any over-the-counter derivatives or similar contract between LBHI or any of its affiliates and any other person; or (iii) limit or otherwise modify the application of Section 562 of the Bankruptcy Code to such over-the-counter derivatives or similar contracts.
Nothing contained herein or in the Disclosure Statement is to be construed as an extension of any deadline established by the Bar Date Order.
The methodologies described in the Disclosure Statement are strictly for the purpose of determining the amount of allowed claims based on valid and timely filed proofs of claim and nothing contained in the Disclosure Statement shall be construed as inconsistent with, or contradictory to, any prior disclosure pursuant to the Structured Securities offering materials, or otherwise.
LBHI’s obligations, if any, to holders of Structured Securities with respect to the LB Finance Structured Securities, the LBT Issued Notes, the LBSN Certificates and Warrants, the Bankhaus Structured Notes and the LB Lux Structured Securities, are solely as guarantor.
To the extent that there are computational errors or omissions in the valuation of the Structured Securities, LBHI will make adjustments and corrections to the Structured Securities List as LBHI deems necessary, in its sole discretion.
Frequently Asked Questions Regarding the Notices Mailed Pursuant to the SSVM Order
- I RECEIVED A NOTICE OF PROPOSED ALLOWED CLAIM AMOUNT. WHAT IS IT?
It relates to the Order Approving the Procedures for Determining the Allowed Amount of Claims Filed Based on Structured Securities Issued or Guaranteed by Lehman Brothers Holdings Inc., which provides for procedures for the determination of the allowed amount of your claim that is based on a structured security for purposes of voting and distributions under the Debtors’ Plan.
The Debtors propose that the allowed amount of the portion of your claim that is based on a structured security will be the amount set forth in the Notice under the heading “PROPOSED ALLOWED CLAIM AMOUNT.”
- HOW WAS THE PROPOSED ALLOWED CLAIM AMOUNT CALCULATED?
The Debtors calculated the Proposed Allowed Claim Amount in accordance with the Structured Securities Valuation Methodologies, a copy of which is available for review on http://www.lehman-docket.com. A detailed calculation of the Proposed Allowed Claim Amount for your claim is included on Exhibit A to the Notice.
- WHAT DO I NEED TO DO IF I AGREE WITH THE PROPOSED ALLOWED CLAIM AMOUNT?
If you do NOT dispute or disagree with the Proposed Allowed Claim Amount for your claim, then you do NOT need to file a written response and your claim will be allowed in such amount for the purposes of voting and distributions under the Plan.
- WHAT DO I NEED TO DO IF I DISAGREE WITH THE PROPOSED ALLOWED CLAIM AMOUNT?
If you DO dispute or disagree with the Proposed Allowed Claim Amount for your claim, then you MUST deliver a written response so that it is actually received no later than 4:00 p.m. October 25, 2011 (the “Response Deadline”) by the parties listed in the Notice.
- WHAT HAPPENS IF I DISAGREE WITH THE PROPOSED ALLOWED CLAIM AMOUNT AND I DO NOTHING?
If you do not deliver a response by the Response Deadline, you will be deemed to have consented to the portion of your claim based on a structured security being allowed for purposes of voting and distributions under the Plan in the Proposed Allowed Claim Amount.
- THE NOTICE SAYS THAT THE DEBTORS DO NOT HAVE ENOUGH INFORMATION TO DETERMINE THE AMOUNT OR CATEGORY OF MY CLAIM OR PROOF OF OWNERSHIP OF MY CLAIM. WHAT SHOULD I DO?
Please provide the missing information to Epiq via email at lehman@epiqsystems.com or fax to (646) 282-2501.
- DOES THIS NOTICE OF PROPOSED ALLOWED CLAIM AMOUNT HAVE ANY AFFECT ON THE PORTION OF MY CLAIM THAT IS NOT BASED ON A STRUCTURED SECURITY?
No.
Notice of Amendment to LBHI’s Schedule F
On August 5, 2011, LBHI filed an amendment to Schedule F (“Amended Schedule F”) of its Schedules of Liabilities, initially filed with the Bankruptcy Court on March 12, 2009, and amended on June 15, 2009. (The Notice including the Amended Schedule F is available click here.) Amended Schedule F was filed in accordance with the Bankruptcy Court’s Order Clarifying the Debtors’ Supplemental Notice and The Bar Date Order with Respect to Claims Relating to Lehman Programs Securities Issued By LBHI, dated as of March 22, 2010 [Dkt No 7702] (the “LBHI Issued LPS Order”), and relates to 52 securities issued by LBHI that were included on the list of Lehman Programs Securities.
On September 30, 2011, LBHI filed a further amendment to Schedule F (“Further Amended Schedule F”) of its Schedules of Liabilities, initially filed with the Bankruptcy Court on March 12, 2009, and amended on June 15, 2009 and August 5, 2011. (The Notice including the Further Amended Schedule F is available click here.) The Further Amended Schedule F was filed in accordance with LBHI Issued LPS Order, and relates to 4 structured securities issued by LBHI that were included on the list of Lehman Programs Securities.
Closing of Restructuring of Archstone Credit Facilities
On December 3, 2010, the Debtors filed the Notice of the Closing of the Restructuring of the Archstone Credit Facilities [Docket #13192]. To see a copy of the notice, please click here.Société Générale Motion and Settlement
On September 20, 2010, the Debtors filed a motion for (i) approval of a settlement agreement among LBSF, LBHI, and Société Générale, New York Branch (“SG”), relating to certain swap transactions with MKP Vela CBO, Ltd. and Libra CDO Limited, (ii) the assumption, assignment, and sale of LBSF’s interest in the Libra Credit Default Swap Agreement to SG, (iii) the assumption, assignment, and sale of LBSF’s interest in the Vela Credit Default Swap Agreement to SG, and (iv) other related relief, all as more fully described in the Motion (the “Motion”).A hearing on the Motion will be held before the Honorable James M. Peck, United States Bankruptcy Judge, at the United States Bankruptcy Court, Alexander Hamilton Customs House, Courtroom 601, One Bowling Green, New York, New York 10004 (the “Bankruptcy Court”), on October 20, 2010 at 10:00 a.m. (Prevailing Eastern Time) (the “Hearing”). The deadline to object to the Motion is October 13, 2010 at 4:00 p.m. (Prevailing Eastern Time).
For a copy of the Motion, please click here. [Docket #11488]
For a copy of the Exhibits to the Motion, please click here.
For a copy of the Proposed Order to the Motion, please click here.
For a copy of the Declaration of Robert Hershan in support of the Motion, please click here. [Docket #11489]
PBGC Motion and Settlement
By order dated June 3, 2009 (the “PBGC Order”), the United States Bankruptcy Court for the Southern District of New York approved a settlement agreement with the Pension Benefit Guaranty Corporation regarding the Lehman Brothers Holdings Inc. Retirement Plan. To see a copy of the PBGC Order, please click here. [Docket #3751]YOU DO NOT NEED TO DO ANYTHING TO CONTINUE TO RECEIVE YOUR PENSION BENEFITS.
For a copy of the Motion which was approved by the PBGC Order (the "Motion"), please click here.
For a copy of the Exhibits to the Motion, please click here.
Section 341 Meeting of Creditors
The meeting of creditors, pursuant to section 341 of chapter 11 of title 11 of the United States Code, of Lehman Brothers Holdings Inc. and its affiliated debtors in the above-referenced chapter 11 cases, which started on January 29, 2009, concluded on July 8, 2009.To obtain a copy of the transcript from the July 8, 2009 meeting please contact: TSG Reporting Inc. at 1-877-702-9580.
Presentation: Lehman Brothers Holdings Inc. § 341 Meeting (January 29, 2009)
Presentation: Lehman Brothers Holdings Inc. § 341 Meeting (July 8, 2009)
Presentation to Creditors
Presentation: Lehman Brothers Holdings Inc. Operational Issues & ChallengesPresentation to United States Bankruptcy Court
Presentation: The State of the Estate (September 22, 2010)Presentation: Plan Status Report (January 13, 2011)
Notice to Holders of Lehman Stock
Please see attached notice regarding the Court's Order Approving Restrictions on Certain Transfers of Interests in the Debtors' Estates and Establishing Notification Procedures Relating Thereto, dated November 5, 2008. [Docket #1386]Notice: (To see a copy of the Notice, please click here).
Motion: (To see a copy of the Motion, please click here). [Docket #978]
Order: (To see a copy of the Order, please click here). [Docket #1386]
Any acquisition, disposition, or other transfer in violation of the restrictions set forth in the proposed order on or after October 14, 2008 shall be null and void ab initio as an act in violation of the automatic stay under sections 105(a) and 362 of the Bankruptcy Code.
The Motion only applies to trading by “Substantial Equityholders,” as defined in the Motion.
Metavante Ruling
At the hearing on September 15, 2009, the Court ruled on the Debtors' Motion to Compel Performance of Metavante Corporation's Obligations Under an Executory Contract and to Enforce the Automatic Stay. The transcript of the ruling is available here.Debtors
| Lead Debtor: | ||||||
| Lehman Brothers Holdings Inc. | Case No.: | 08-13555 | Date Filed: | 9/15/2008 | ||
| Related Debtors | ||||||
| LB 745 LLC | Case No.: | 08-13600 | Date Filed: | 9/16/2008 | ||
| PAMI Statler Arms LLC | Case No.: | 08-13664 | Date Filed: | 9/23/2008 | ||
| Lehman Brothers Commodity Services Inc. | Case No.: | 08-13885 | Date Filed: | 10/3/2008 | ||
| Lehman Brothers Special Financing Inc. | Case No.: | 08-13888 | Date Filed: | 10/3/2008 | ||
| Lehman Brothers OTC Derivatives Inc. | Case No.: | 08-13893 | Date Filed: | 10/3/2008 | ||
| Lehman Brothers Derivative Products Inc. | Case No.: | 08-13899 | Date Filed: | 10/5/2008 | ||
| Lehman Commercial Paper Inc. | Case No.: | 08-13900 | Date Filed: | 10/5/2008 | ||
| Lehman Brothers Commercial Corporation | Case No.: | 08-13901 | Date Filed: | 10/5/2008 | ||
| Lehman Brothers Financial Products Inc. | Case No.: | 08-13902 | Date Filed: | 10/5/2008 | ||
| Lehman Scottish Finance L.P. | Case No.: | 08-13904 | Date Filed: | 10/5/2008 | ||
| CES Aviation LLC | Case No.: | 08-13905 | Date Filed: | 10/5/2008 | ||
| CES Aviation V LLC | Case No.: | 08-13906 | Date Filed: | 10/5/2008 | ||
| CES Aviation IX LLC | Case No.: | 08-13907 | Date Filed: | 10/5/2008 | ||
| East Dover Limited | Case No.: | 08-13908 | Date Filed: | 10/5/2008 | ||
| Luxembourg Residential Properties Loan Finance S.a.r.l. | Case No.: | 09-10108 | Date Filed: | 1/7/2009 | ||
| BNC Mortgage LLC | Case No.: | 09-10137 | Date Filed: | 1/9/2009 | ||
| Structured Asset Securities Corporation | Case No.: | 09-10558 | Date Filed: | 2/9/2009 | ||
| LB Rose Ranch LLC | Case No.: | 09-10560 | Date Filed: | 2/9/2009 | ||
| LB 2080 Kalakaua Owners LLC | Case No.: | 09-12516 | Date Filed: | 4/23/2009 | ||
| Merit LLC | Case No.: | 09-17331 | Date Filed: | 12/14/2009 | ||
| LB Somerset LLC | Case No.: | 09-17503 | Date Filed: | 12/22/2009 | ||
| LB Preferred Somerset LLC | Case No.: | 09-17505 | Date Filed: | 12/22/2009 | ||
To see the Voluntary Petition for a Debtor, click on the case number.
The chapter 11 case of Fundo de Investimento Multimercado Credito Privado Navigator Investimento No Exterior (Case No: 08-13903) has been dismissed. To see the order dismissing the bankruptcy case, please click here. [Docket #2913]
The chapter 11 case of Lehman Brothers Finance SA (Case No: 08-13887) has been dismissed.
To see the order dismissing the bankruptcy case, please click here. [Docket #3076]
Hearing Dates
Below are the Omnibus Hearing Dates for Lehman Brothers Holdings Inc. in United States Bankruptcy Court:
- June 19, 2013 at 10:00 a.m. for non-adversary proceeding matters, 2:00 p.m. for adversary proceeding matters (Prevailing Eastern Time)
- July 17, 2013 at 10:00 a.m. for non-adversary proceeding matters, 2:00 p.m. for adversary proceeding matters (Prevailing Eastern Time)
- August 21, 2013 at 10:00 a.m. for non-adversary proceeding matters, 2:00 p.m. for adversary proceeding matters (Prevailing Eastern Time)[Note: This hearing was previously scheduled for August 14, 2013]
- September 18, 2013 at 10:00 a.m. for non-adversary proceeding matters, 2:00 p.m. for adversary proceeding matters (Prevailing Eastern Time)
- October 23, 2013 at 10:00 a.m. for non-adversary proceeding matters, 2:00 p.m. for adversary proceeding matters (Prevailing Eastern Time)
- November 20, 2013 at 10:00 a.m. for non-adversary proceeding matters, 2:00 p.m. for adversary proceeding matters (Prevailing Eastern Time)
- December 18, 2013 at 10:00 a.m. for non-adversary proceeding matters, 2:00 p.m. for adversary proceeding matters (Prevailing Eastern Time)
Below are the Hearing Dates for Claims Matters for Lehman Brothers Holdings Inc. in United States Bankruptcy Court:
- Thursday, March 28, 2013 at 10:00 a.m. (Prevailing Eastern Time)
- Thursday, April 25, 2013 at 10:00 a.m. (Prevailing Eastern Time)
- Thursday, June 13, 2013 at 10:00 a.m. (Prevailing Eastern Time) [Note: This hearing was previously scheduled for May 30, 2013] -->
- Thursday, June 27, 2013 at 10:00 a.m. (Prevailing Eastern Time)
- Thursday, July 25, 2013 at 10:00 a.m. (Prevailing Eastern Time)
- Thursday, August 29, 2013 at 10:00 a.m. (Prevailing Eastern Time)
- Thursday, September 26, 2013 at 10:00 a.m. (Prevailing Eastern Time)
- Thursday, October 24, 2013 at 10:00 a.m. (Prevailing Eastern Time)
- Thursday, November 21, 2013 at 10:00 a.m. (Prevailing Eastern Time)
- Thursday, December 19, 2013 at 10:00 a.m. (Prevailing Eastern Time)
All matters (other than adversary matters) will be heard at 10:00 a.m, Courtroom 601, United States Bankruptcy Court, Alexander Custom House, One Bowling Green, New York, New York 10004. Pre-trial Conferences and uncontested matters in adversary proceedings will be heard at 2:00 p.m. Contested motions in adversary proceedings need to be separately scheduled with the Court.
All pleadings must be filed in compliance with the Second Amended Case Management Order. To see a copy of the Second Amended Case Management Order please click here. [Docket #9635]
Sale of Certain Equity Interests and Assets Related to Lehman Brothers' Investment Management Division ("IMD")
By order, dated October 22, 2008 (the “Bid Procedures Order”), the United States Bankruptcy Court for the Southern District of New York approved bidding procedures (the “Bidding Procedures”) to govern the sale by Lehman Brothers Holdings Inc. and certain of its affiliates (collectively, the “Sellers”) of the assets owned, held, or used primarily in connection with the Sellers’ investment management business. To see the Bid Procedures Order and the Bidding Procedures, please click here. [Docket #1175]In accordance with the Bidding Procedures, the Sellers conducted an auction on December 3, 2008, and, after consultation with the advisors for the Official Committee of Unsecured Creditors, selected the bid submitted by NBSH Acquisition, LLC as the Successful Bid (as defined in the Bidding Procedures).
By order, dated December 22, 2008 (the “Sale Order”), the Bankruptcy Court approved the sale to NBSH Acquisition, LLC. To see the Sale Order and the purchase agreement, as amended, please click here. [Docket #2350]
To see the press release and Forms 8-K filed in connection with the selection of the Successful Bidder, please click here and here.
Pursuant to the Sale Order, a separate notice will be provided to counterparties to the Debtors' executory contracts and unexpired leases prior to consummation of the sale.
Sale to Barclays Capital, Inc.
The sale to Barclays closed on September 22, 2008Executed Sale Documents
Asset Purchase AgreementFirst Amendment to Asset Purchase Agreement
Clarification Letter
Sale Motion/Order
On September 20, 2008, the Court entered an Order Under 11 U.S.C. §§ 105(a), 363, and 365 and Federal Rules of Bankruptcy Procedure 2002, 6004 and 6006 Authorizing and Approving (A) The Sale of Purchased Assets Free and Clear of Liens and Other Interests and (B) Assumption and Assignment of Executory Contracts and Unexpired Leases (the "Sale Order").To see a complete copy of the Sale Order, dated 9/20/2008, please click here. [Docket #258]
To see a complete copy of the Sale Motion, dated 9/17/2008, please click here. [Docket #60]
Contracts and Leases to be Assumed and Assigned
The Purchaser has up to 60 days after the closing of the sale to designate executory contracts and unexpired leases for assumption and assignment. Certain contracts were designated for assumption and assignment as of the date of closing of the sale ("Closing Date Contracts"). In addition, the Purchaser will designate additional contracts relating to the sale ("Designated Contracts”) for assumption and assignment on a rolling basis. Further details on the Closing Date Contracts and Designated Contracts are provided below. To date, the Debtors have not filed a motion to reject any executory contracts or unexpired leases.Closing Date Contracts
To see the list of the "Closing Date Contracts", please click on the links below:
List of IT Closing Date Contracts (updated as of 10/1/2008 9:00 PM *)
List of Non-IT Closing Date Contracts (excluding Corporate Real Estate) (updated as of 10/1/2008 9:00 PM *)
List of Corporate Real Estate Closing Date Contracts (updated as of 10/1/2008 9:00 PM *)
List of Non-IT Closing Date Contracts (excluding Corporate Real Estate) (updated as of 9/18/2008 11:43 PM *)
List of Corporate Real Estate Closing Date Contracts (updated as of 9/19/2008 1:07 AM *)
To see the Procedures for Resolving Cure Amounts on the Closing Date Contracts, please click here. (updated as of 9/26/2008 11:30 PM).
Note: The objection deadline for counterparties to Closing Date Contracts has passed, with the following exception: the objection deadline for parties, solely as reflected on Exhibit C to the "Notice of Extended Objection Deadline for Certain Counterparties to Contracts and Leases Assumed and Assigned to Purchaser", was extended to November 24, 2008 at 4:00 p.m. (New York City time).
Designated Contracts
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On October 6, 2008, the Purchaser filed multiple Notices of Assumption and Assignment of Executory Contracts and Unexpired Leases, each of which identifies Designated Contracts (First through Fourth Omnibus Notices for LBHI; First and Second Omnibus Notices for LBI). To see copies of the schedules identifying these Designated Contracts, please click here:First Omnibus Notice of Assumption and Assignment of Executory Contracts and Unexpired Leases [Docket #709]
(2 TRACK GLOBAL through GREYWARE AUTOMATION PRODUCTS)
Second Omnibus Notice of Assumption and Assignment of Executory Contracts and Unexpired Leases [Docket #710]
(GROUP 1 SOFTWARE through NEXTEL COMMUNICATIONS)
Third Omnibus Notice of Assumption and Assignment of Executory Contracts and Unexpired Leases [Docket #711]
(NSE.IT LIMITED through TRAIANA INC)
Fourth Omnibus Notice of Assumption and Assignment of Executory Contracts and Unexpired Leases [Docket #712]
(TRANSACTION NETWORK SERVICES through ZUM, LLC)
First Omnibus Notice of Assumption and Assignment of Executory Contracts and Unexpired Leases [Adv. Proc. Case 08-01420; Docket #72]
(AC NIELSEN COMPANY through NetThruPut Inc.)
Second Omnibus Notice of Assumption and Assignment of Executory Contracts and Unexpired Leases [Adv. Proc. Case 08-01420; Docket #73]
(NEW VISTA, LLC through Xangati)
The deadline to file a written objection concerning these Designated Contracts was Thursday, October 16, 2008 at 4:00 p.m. (New York City time).
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On October 16, 2008, the Purchaser filed multiple additional Notices of Assumption and Assignment of Executory Contracts and Unexpired Leases, each of which identifies additional Designated Contracts (Fifth Omnibus Notice for LBHI; Third through Thirteenth Omnibus Notices for LBI). To see copies of the schedules identifying these additional Designated Contracts, please click here:Fifth Omnibus Notice of Assumption and Assignment of Executory Contracts and Unexpired Leases [Docket # 1061]
Third Omnibus Notice of Assumption and Assignment of Executory Contracts and Unexpired Leases [Adv. Proc. Case 08-01420;Docket #128]
(1607 Capital Partners through Bank of New Zealand Investment & Insurance)
Fourth Omnibus Notice of Assumption and Assignment of Executory Contracts and Unexpired Leases [Adv. Proc. Case 08-01420; Docket #129]
(Bank of Oklahoma through Chicago Partners LLC)
Fifth Omnibus Notice of Assumption and Assignment of Executory Contracts and Unexpired Leases [Adv. Proc. Case 08-01420; Docket #130]
(Chiftley Financial Services through EQ Bank Ltd)
Sixth Omnibus Notice of Assumption and Assignment of Executory Contracts and Unexpired Leases [Adv. Proc. Case 08-01420; Docket #131]
(Ernst & Young through Government Pension Fund, Thailand)
Seventh Omnibus Notice of Assumption and Assignment of Executory Contracts and Unexpired Leases [Adv. Proc. Case 08-01420; Docket #132]
(GPS Planejamento Financeiro S/A through IPEX Inc.)
Eighth Omnibus Notice of Assumption and Assignment of Executory Contracts and Unexpired Leases [Adv. Proc. Case 08-01420; Docket #133]
(ISI, Inc. through Mercer Investment Consulting)
Ninth Omnibus Notice of Assumption and Assignment of Executory Contracts and Unexpired Leases [Adv. Proc. Case 08-01420; Docket #134]
(Mergent Inc. through Old Mutual)
Tenth Omnibus Notice of Assumption and Assignment of Executory Contracts and Unexpired Leases [Adv. Proc. Case 08-01420; Docket 135]
(Olson Mobeck & Associates through Robert Wood Johnson Found.)
Eleventh Omnibus Notice of Assumption and Assignment of Executory Contracts and Unexpired Leases [Adv. Proc. Case 08-01420; Docket #136]
(Rochdale Investment Management, Inc. through Telekurs USA Inc.)
Twelfth Omnibus Notice of Assumption and Assignment of Executory Contracts and Unexpired Leases [Adv. Proc. Case 08-01420; Docket #137]
(Templeton Investment Counsel through Watershed Investment Consultants)
Thirteenth Omnibus Notice of Assumption and Assignment of Executory Contracts and Unexpired Leases [Adv. Proc. Case 08-01420; Docket #138]
(Watson Wyatt through Zurich Financial Services Australia, Additional parties, Atlanta - 3414 Peachtree Road through Mellon Bank Center, 1735 Market Street, Philadelphia)
The deadline to file a written objection concerning these additional Designated Contracts was Monday, October 27, 2008 at 4:00 p.m. (New York City time).
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On October 21, 2008, the Purchaser filed an additional Notice of Assumption and Assignment of Executory Contracts and Unexpired Leases, which identifies additional Designated Contracts (the Fourteenth Omnibus Notice for LBI). To see a copy of the schedule identifying these additional Designated Contracts, please click here:Fourteenth Omnibus Notice of Assumption and Assignment of Executory Contracts and Unexpired Leases [Adv. Proc. Case 08-01420; Docket #163]
The deadline to file a written objection concerning these additional Designated Contracts was Friday, October 31, 2008 at 4:00 p.m. (New York City time).
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On November 10, 2008, the Purchaser filed multiple additional Notices of Assumption and Assignment of Executory Contracts and Unexpired Leases, which identifies additional Designated Contracts (Sixth Omnibus Notice for LBHI; Fifteenth Omnibus Notice for LBI). To see copies of the schedules identifying these additional Designated Contracts, please click please click here:Sixth Omnibus Notice of Assumption and Assignment of Executory Contracts and Unexpired Leases [Docket #1433]
Fifteenth Omnibus Notice of Assumption and Assignment of Executory Contracts and Unexpired Leases [Adv. Proc. Case 08-01420; Docket #254]
The deadline to file a written objection concerning these additional Designated Contracts was Thursday, November 20, 2008 at 4:00 p.m. (New York City time).
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On November 14, 2008, the Purchaser filed an additional Notice of Assumption and Assignment of Executory Contracts and Unexpired Leases, which identifies additional Designated Contracts (the Sixteenth Omnibus Notice for LBI). To see a copy of the schedule identifying these additional Designated Contracts, please click here:Sixteenth Omnibus Notice of Assumption and Assignment of Executory Contracts and Unexpired Leases [Adv. Proc. Case 08-01420; Docket #277]
The deadline to file a written objection concerning these additional Designated Contracts was Monday, November 24, 2008 at 4:00 p.m. (New York City time).
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On November 17, 2008, the Purchaser filed additional Notices of Assumption and Assignment of Executory Contracts and Unexpired Leases, which identifies additional Designated Contracts (the Seventeenth and Eighteenth Omnibus Notices for LBI). To see a copy of the schedule identifying these additional Designated Contracts, please click here:Seventeenth Omnibus Notice of Assumption and Assignment of Executory Contracts and Unexpired Leases [Adv. Proc. Case 08-01420; Docket #292]
Eighteenth Omnibus Notice of Assumption and Assignment of Executory Contracts and Unexpired Leases [Adv. Proc. Case 08-01420; Docket #293]
The deadline to file a written objection concerning these additional Designated Contracts was Thursday, November 27, 2008 at 4:00 p.m. (New York City time).
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On November 20, 2008, the Purchaser filed additional Notices of Assumption and Assignment of Executory Contracts and Unexpired Leases, which identifies additional Designated Contracts (the Seventh Omnibus Notice for LBHI; Nineteenth Omnibus Notice for LBI). To see a copy of the schedule identifying these additional Designated Contracts, please click here:Seventh Omnibus Notice of Assumption and Assignment of Executory Contracts and Unexpired Leases [Docket #1634]
Nineteenth Omnibus Notice of Assumption and Assignment of Executory Contracts and Unexpired Leases [Adv. Proc. Case 08-01420; Docket #326]
The deadline to file a written objection concerning these additional Designated Contracts was Monday, December 1, 2008 at 4:00 p.m. (New York City time).
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On November 21, 2008, the Purchaser filed additional Notices of Assumption and Assignment of Executory Contracts and Unexpired Leases, which identifies additional Designated Contracts (the Eighth, Ninth, and Tenth Omnibus Notices for LBHI; the Twentieth, Twenty-First, and Twenty-Second Omnibus Notices for LBI). To see a copy of the schedule identifying these additional Designated Contracts, please click here:Eighth Omnibus Notice of Assumption and Assignment of Executory Contracts and Unexpired Leases [Docket #1671]
Ninth Omnibus Notice of Assumption and Assignment of Executory Contracts and Unexpired Leases [Docket #1677]
Tenth Omnibus Notice of Assumption and Assignment of Executory Contracts and Unexpired Leases [Docket #1678]
Twentieth Omnibus Notice of Assumption and Assignment of Executory Contracts and Unexpired Leases [Adv. Proc. Case 08-01420; Docket #335]
Twenty-First Omnibus Notice of Assumption and Assignment of Executory Contracts and Unexpired Leases [Adv. Proc. Case 08-01420; Docket #336]
Twenty-Second Omnibus Notice of Assumption and Assignment of Executory Contracts and Unexpired Leases [Adv. Proc. Case 08-01420; Docket #337]
The deadline to file a written objection concerning these additional Designated Contracts was Monday, December 1, 2008 at 4:00 p.m. (New York City time).
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On November 21, 2008, the Purchaser filed a Notice of Assumption and Assignment of Exchange Traded Derivatives. To see a copy of the schedule identifying these Designated Contracts, please click here:Notice of Assumption and Assignment of Exchange Traded Derivatives [Adv. Proc. Case 08-01420; Docket #331]
The deadline to file a written objection concerning these Designated Contracts was Wednesday, December 3, 2008 at 4:00 p.m. (New York City time).
To see the Order establishing procedures for resolving disputes concerning the Designated Contracts (including disputes over cure amounts), please click here. [Docket #628]
As noted above, the Purchaser will continue to identify contracts for assumption and assignment as Designated Contracts on a rolling basis. The Purchaser has up to 60 days from the date of closing of the sale to do so.
Bar Date for Merit, LLC, LB Somerset LLC, and LB Preferred Somerset LLC
The deadline for filing of proofs of claims against Merit, LLC, LB Somerset LLC and LB Preferred Somerset LLC (the “New Debtors”) has been established as June 11, 2010 at 5:00 p.m. Eastern Time. The deadline for filing of proofs of claims by governmental units has been established as June 21, 2010 at 5:00 p.m. Eastern Time. To see a copy of the Notice of Deadlines for Filing Proofs of Claim, please click here.A copy of the Court’s Order establishing the deadline and procedures for filing proofs of claim against the New Debtors is available here.
PROOF OF CLAIM FORM
A blank proof of claim form can be obtained here. The New Debtors also intend to mail proof of claim forms to all known creditors.Proofs of claim must: (i) be written the English language; (ii) be denominated in the lawful currency of the United States; (iii) conform substantially with the form available on this website; (iv) state the name and case number of the specific New Debtor against which it is filed; (v) set forth with specificity the legal and factual basis for the alleged claim; (vi) include supporting documentation or an explanation as to why documentation is not available; and (vii) be signed by the claimant or by an authorized agent of the claimant.
If you are asserting a claim against more than one of the New Debtors or have claims against different New Debtors, a separate proof of claim must be filed with respect to each such New Debtor.
All completed proofs of claim forms must be sent in hard copy only with an original signature to one of the following addresses:
c/o Epiq Bankruptcy Solutions, LLC FDR Station, P.O. Box 5076 New York, NY 10150-5076 |
Attn: Lehman Brothers Holdings Claims Processing 757 Third Avenue, 3rd Floor New York, NY 10017 |
Proofs of claim will be deemed timely filed only if actually received by Epiq or the Court on or before June 11, 2010 at 5:00 p.m. Eastern Time. Proofs of claim may not be delivered by facsimile, telecopy, or electronic mail transmission.
Social Security numbers are not required to complete a proof of claim and should not be included. A filed proof of claim form is a publicly accessible document.
EXEMPT ENTITIES LIST
The Exempt Entities List is available here.Entities included on the Exempt Entities List or any subsidiary thereof for which the entity on the Exempt Entities List owns at least a fifty percent equity interest in such subsidiary, specifically excluding (i) any subsidiary that is in a bankruptcy, insolvency or similar proceeding in a foreign jurisdiction or (ii) Lehman Brothers Inc., are not required to file a proof of claim.
Bar Date
The deadline for filing of proofs of claims against the Debtors has been established as September 22, 2009 at 5:00 p.m. Eastern Time for all claims (other than as set forth below with respect to claims based on any Lehman Programs Security). To see a copy of the Notice of Deadlines for Filing Proofs of Claim, please click here.A copy of the Court’s Order establishing the deadline and procedures for filing proofs of claim against the Debtors is available here.
PROOF OF CLAIM FORM
A blank proof of claim form can be obtained here. The Debtors also intend to mail proof of claim forms to all known creditors.Proofs of claim must: (i) be written the English language; (ii) be denominated in the lawful currency of the United States; (iii) conform substantially with the form available on this website; (iv) state the name and case number of the specific Debtor against which it is filed; (v) set forth with specificity the legal and factual basis for the alleged claim; (vi) include supporting documentation or an explanation as to why documentation is not available; and (vii) be signed by the claimant or by an authorized agent of the claimant.
If you are asserting a claim against more than one Debtor or have claims against different Debtors, a separate proof of claim must be filed with respect to each such Debtor.
All completed proofs of claim forms must be sent in hard copy only with an original signature to one of the following addresses:
| If by first-class mail: |
| Lehman Brothers Holdings Claims Processing c/o Epiq Bankruptcy Solutions, LLC FDR Station, P.O. Box 5076 New York, NY 10150-5076 |
| If by Hand Delivery, Overnight mail or Courier requiring a signature: |
| Epiq Bankruptcy Solutions, LLC Attn: Lehman Brothers Holdings Claims Processing 757 Third Avenue, 3rd Floor New York, NY 10017 |
Proofs of claim will be deemed timely filed only if actually received by Epiq or the Court on or before September 22, 2009 at 5:00 p.m. Eastern Time. Proofs of claim may not be delivered by facsimile, telecopy, or electronic mail transmission.
Social Security numbers are not required to complete a proof of claim and should not be included. A filed proof of claim form is a publicly accessible document.
EXEMPT ENTITIES LIST
The Exempt Entities List is available here.Entities included on the Exempt Entities List or any subsidiary thereof for which the entity on the Exempt Entities List owns at least a fifty percent equity interest in such subsidiary, specifically excluding (i) any subsidiary that is in a bankruptcy, insolvency or similar proceeding in a foreign jurisdiction or (ii) Lehman Brothers Inc., are not required to file a proof of claim.
The Exempt Entities List is subject to change and will be finalized no later than July 17, 2009 at 5:00. Prior to such time, entities may be added or deleted from the list.
Creditors should review the Exempt Entities List after July 17, 2009 and prior to the Bar Date to confirm whether an entity is included on the final Exempt Entities List or whether such entity is required to file a proof of claim prior to the Bar Date.
MASTER LIST OF SECURITIES
The Master List of Securities, dated as of August 20, 2009 is available here.Certain securities that were included on the Master List of Securities as of June 24, 2009 have been deleted. All holders should review the Master List of Securities after August 20, 2009 and prior to the Bar Date to confirm whether their securities are included on the final Master List of Securities.
Derivative Questionnaire And Guarantee Questionnaire
The deadline for completion and submission of the Derivatives Questionnaire and the Guarantee Questionnaire has been established as October 22, 2009 at 5:00 p.m. Eastern Time.The Derivative Questionnaire and the Guarantee Questionnaire may be completed by logging on to http://www.lehman-claims.com.
The Notice of Deadlines for Filing Proofs of Claim, available here, describes which creditors are required to complete the Derivatives Questionnaire and the Guarantee Questionnaire.
Lehman Programs Securities And The Securities Programs Bar Date
The Court entered an order on March 22, 2010 which provides that the Debtors will use good faith to amend their Schedules of Liabilities to mark the Lehman Programs Securities included on Exhibit A to the order (the “Covered LPS”) as not “contingent, unliquidated or disputed.” Furthermore, solely in the case of the Covered LPS, the Debtors are authorized and directed to rely upon, and utilize the records of the clearing agencies for the purposes of providing and distributing notices and ballots in these chapter 11 cases, tabulating ballots related to any plan and making distributions in these chapter 11 cases. The order further provides that all claims filed seeking a distribution on a Covered LPS will be disregarded. A copy of the order is available here.Effective November 9, 2009, the Debtors have issued a request to each clearing agency to unblock all Lehman Programs Securities for which holders previously requested a blocking number.
"Lehman Programs Securities" are the securities that are included on the "Lehman Programs Securities" list. The final list of "Lehman Programs Securities", dated July 17, 2009, is available here.
All holders of securities should review the list of "Lehman Programs Securities" after July 17, 2009 and prior to the Bar Date to confirm whether their securities are included on the final list of "Lehman Programs Securities".
The deadline for filing of proofs of claims against the Debtors based on Lehman Programs Securities has been established as November 2, 2009 at 5:00 p.m. Eastern Time.
A blank Securities Programs Proof of Claim Form for the filing of claims based on Lehman Program Securities is available here. The Debtors also intend to mail proof of claim forms to the depositories and issuers for all "Lehman Programs Securities".
The Notice of Deadlines for Filing Proofs of Claim Based Lehman Programs Securities is available here.
Supplemental Information Regarding Claims Based on Lehman Programs Securities and Procedures for the Trading of Lehman Programs Securities and Claims Filed Against Lehman Brothers Holdings Inc. Based on Lehman Programs Securities is available here.
Frequently Asked Questions
Please click here for answers to frequently asked questions. (Updated March 27, 2013)Notice of Third Distribution Date
PLEASE TAKE NOTICE that in accordance with sections 1.48 and 8.3 of the Modified Third Amended Joint Chapter 11 Plan of Lehman Brothers Holdings Inc. and its Affiliated Debtors (the "Plan"), the third Distribution Date shall be April 4, 2013 (the "Third Distribution Date").
PLEASE TAKE FURTHER NOTICE that pursuant to section 8.11 of the Plan, for purposes of the Third Distribution Date, the Debtors and the Plan Administrator will not recognize any transfer of Claims recorded on the claims register after February 23, 2013 (the "Record Date").
PLEASE TAKE FURTHER NOTICE that pursuant to the Order, the Plan Administrator may adjourn the Third Distribution Date without changing the Record Date by filing a notice on the docket of the Chapter 11 Cases so long as the adjourned date is on or before April 30, 2013.
PLEASE TAKE FURTHER NOTICE that the Debtors may not make any Distribution to a holder of an Allowed Claim unless such Claim holder submits, on or before March 8, 2013, both the appropriate (i) Internal Revenue Service tax form ("Tax Form") and (ii) certification pertaining to Office of Foreign Assets Control compliance (“OFAC Certification”). For further information concerning the Tax Form and OFAC Certification, please review the below "Notice to Holders of Allowed Claims Regarding Plan" Distributions.
Notice to Holders of Allowed Claims Regarding Plan Distributions
PLEASE TAKE NOTICE that in order to receive any distributions to which you may be entitled under the confirmed Modified Third Amended Joint Chapter 11 Plan of Lehman Brothers Holdings Inc. and its Affiliated Debtors (the "Plan"), you must submit to Epiq Bankruptcy Solutions, LLC ("Epiq") bothi. the appropriate Internal Revenue Service tax form ("Tax Form"), and
ii. a form certifying that neither you nor, to the best of your knowledge, any person or entity for whom you may be acting or who may be the beneficial owner of a claim, security, or interest that is in your name or control is a person or entity with whom it is illegal for a U.S. person to transact under (a) the Office of Foreign Assets Control sanctions regulations or (b) the list of Specially Designated Nationals and Blocked Persons (the "OFAC Certification").
Unless Epiq receives original copies of each of your properly completed Tax Form and OFAC Certification, you may not receive any distributions to which you may be entitled under the Plan.*
Please note that if you previously submitted a completed Tax Form and OFAC Certification prior to the Initial Distribution on April 17, 2012, there is no need to re-submit these forms in order to receive any subsequent distribution.
Blank Tax Forms and OFAC Certification Regarding Status are available for download below:
- Form W-9 (Request for Taxpayer Identification Number and Certification)
- Form W-8BEN (Certificate of Foreign Status of Beneficial Owner for United States Tax Withholding) Instructions for Form W-8BEN
- Form W-8EXP (Certificate of Foreign Government or Other Foreign Organization for United States Tax Withholding) Instructions for Form W-8EXP
- Form W-8IMY (Certificate of Foreign Intermediary, Foreign Flow-Through Entity, or Certain U.S. Branches for United States Tax Withholding) Instructions for Form W-8IMY
- Form W-8ECI (Certificate of Foreign Person’s Claim That Income Is Effectively Connected With the Conduct of a Trade or Business in the United States) Instructions for Form W-8ECI
| If by first-class mail: |
| Lehman Brothers Holdings Claims Processing c/o Epiq Bankruptcy Solutions, LLC FDR Station, P.O. Box 5076 New York, NY 10150-5076 |
| If by Hand Delivery, Overnight mail or Courier requiring a signature: |
| Epiq Bankruptcy Solutions, LLC Attn: Lehman Brothers Holdings Claims Processing 757 Third Avenue, 3rd Floor New York, NY 10017 |
*Holders of debt securities issued by LBHI for which an indenture trustee is the claim holder do not need to provide to the Debtors a Tax Form or OFAC Certification in order to receive a distribution. The Indenture Trustees are required to provide such forms to the Debtors relating to the claims.
Requests by Holders of Allowed Claims for Wire Transfers in lieu of Checks
The Debtors are providing creditors the option to have payments sent via wire transfer, for a fee, rather than by check. The per wire fee will be $20 for a transfer to a U.S. bank account or $35 for a transfer to a non-U.S. bank account (the “Wire Transfer Fee”). The Wire Transfer Fee will be deducted from the amount of the distribution you would otherwise receive. Please note that each Debtor will make its own distribution, and if a creditor is entitled to receive payments from more than one Debtor, a Wire Transfer Fee will be deducted from each payment. Each Debtor will, however, to the extent practicable, make aggregate distributions on account of all of the claims held by a particular creditor. All payments under the Plan will be made from bank accounts in the United States, denominated in U.S. Dollars. In order to receive distributions to which you may be entitled by wire, you must complete and return a Wire Request Form so that it is received by Epiq prior to the distribution record date for a given distribution. Please contact Epiq via email at lehmancallcenter@epiqsystems.com, or by phone at 866-879-0688 (toll-free from the U.S.), +1 503-597-7691 (non U.S.) for information about how to obtain a Wire Request Form.Informational Notices Regarding Distributions on Public Securities Issued by LBHI
In connection with the third distribution on April 4, 2013, LBHI provided the following notices to the holders of LBHI-issued international securities setting forth the distribution rates for each security covered by a particular notice. The notices were conveyed through the international securities depositories.
- LBHI - 03 27 13 Notice 1 for XS ISIN Codes
- LBHI - 03 27 13 Notice 2 for XS ISIN Code
- LBHI - 03 27 13 Notice for CH ISIN Codes
- LBHI - 03 27 13 Notice for CA ISIN Codes
The notice provided to holders of LBHI-issued U.S. securities setting forth the distribution rates for such securities can be found on Wilmington Trust’s website, located at: http://www.wilmingtontrust.com/lehman
Key Documents
- Modified Third Amended Joint Chapter 11 Plan of Lehman Brothers Holdings Inc. and its Affiliated Debtors (Docket No. 22973) (December 5, 2011) (the "Plan") (Note: This document is 22 MB. Depending on the speed of your download, this process may take a few minutes.)
- Order Confirming Modified Third Amended Joint Chapter 11 Plan of Lehman Brothers Holdings Inc. and Its Affiliated Debtors (Docket No. 23023) (December 6, 2011)
- Notice of Entry of Order Confirming Modified Third Amended Joint Chapter 11 Plan of Lehman Brothers Holdings Inc. and it's Affiliated Debtors (January 19, 2012)
- Notice to Holders of Allowed Claims (Docket No. 25392) (February 15, 2012)
- Notice of Effective Date and Distribution Date in Connection With the Modified Third Amended Joint Chapter 11 Plan of Lehman Brothers Holdings Inc. and its Affiliated Debtors (Docket 26039) (March 6, 2012)
- Notice Regarding Initial Distributions Pursuant To The Modified Third Amended Joint Chapter 11 Plan of Lehman Brothers Holdings Inc. And Its Affiliated Debtors (Docket 27312) (April 11, 2012)
- Press Release: Initial Distribution Percentages Announced for Lehman Brothers Holdings Inc. and its Debtor Affiliates (April 11, 2012)
- Notice Regarding Second Distribution Date and Record Date In Connection With The Modified Third Amended Joint Chapter 11 Plan of Lehman Brothers Holdings Inc. And Its Affiliated Debtors (Docket 30140) (August 16, 2012)
- Notification to Former Record Common Stockholders - Request for Tax Information
- Notification to Former Record Preferred Stockholders - Request for Tax Information
- Second Notice of Distribution Pursuant to the Modified Third Amended Joint Chapter 11 Plan of Lehman Brothers Holdings Inc. and its Affiliated Debtors (Docket 31082) (September 25, 2012)
- Press Release: Second Distribution Percentages Announced for Lehman Brothers Holdings Inc. and its Debtor Affiliates (September 25, 2012)
- Notice of Third Distribution Date and Record Date in Connection with the Modified Third Amended Joint Chapter 11 Plan of Lehman Brothers Holdings Inc. and its Affiliated Debtors (Docket 34725) (February 15, 2013)
- Press Release: Third Distribution Percentages Announced for Lehman Brothers Holdings Inc. and its Debtor Affiliates (March 27, 2013)
- Third Notice of Distribution Pursuant to the Modified Third Amended Joint Chapter 11 Plan of Lehman Brothers Holdings Inc. and its Affiliated Debtors (Docket 36209) (March 27, 2013)
| Official Committee of Unsecured Creditors | Official Committee of Unsecured Creditors Key Professionals | U.S. Trustee | Examiner | Estate Teams |
Key Professionals
| Debtors' Counsel | ||||||||||
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Weil Gotshal & Manges LLP 767 Fifth Avenue New York, NY 10153 http://www.weil.com
To see a copy of the Order Authorizing the Employment and Retention of Weil, Gotshal & Manges LLP as Attorneys for the Debtors, please click here. [Docket #1660] Lehman Legal Hotline:
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| Debtors' Chief Restructuring Officers | ||||||||||
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Alvarez & Marsal North America, LLC 600 Lexington Avenue, 6th Floor New York, NY 10022 http://www.alvarezandmarsal.com
To see a copy of the Order Authorizing the Debtors to Retain Alvarez & Marsal North America, LLC to Provide the Debtors a Chief Restructuring Officer and Additional Personnel, and to Appoint the Chief Restructuring Officer, please click here. [Docket #2278] |
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| Debtors' Investment Banker | ||||||||||
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Lazard Freres & Co. LLC 30 Rockefeller Plaza New York, NY 10020 http://www.lazard.com
To see a copy of the Order Authorizing the Employment and Retention of Lazard Freres & Co. LLC as Investment Banker to the Debtors, please click here. [Docket #2275] |
Official Committee of Unsecured Creditors
Pursuant to Docket #7034, the following creditors have been appointed to the Official Committee of Unsecured Creditors in these cases by the Office of the United States Trustee:|
Wilmington Trust Company, as Indenture Trustee 520 Madison Avenue, 33rd Floor New York, New York 10022
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The Bank of NY Mellon 101 Barclay - 8 W New York, New York 10286
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Mizuho Corporate Bank, Ltd. as Agent 1251 Avenue of the Americas New York, New York 10020-1104
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Metlife 10 Park Avenue, P.O. Box 1902 Morristown, New Jersey 07962-1902
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The Vanguard Group Inc. P.O. Box 2600, V31 Valley Forge, Pennsylvania 19482
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U.S. Bank. N.A. Corporate Trust Services One Federal Street, 3d Floor Boston, MA 02110
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Elliott Management Corp. 712 Fifth Avenue New York, NY 10019
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Official Committee of Unsecured Creditors Key Professionals
| Counsel for Committee of Unsecured Creditors | ||||||
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Milbank, Tweed, Hadley & McCloy LLP 1 Chase Manhattan Plaza New York, NY 10005 http://www.milbank.com
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| Unsecured Creditors’ Investment Banker | ||||||
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Houlihan Lokey Howard & Zukin Capital, Inc. 225 South Sixth Street, Suite 4950 Minneapolis, MN 55402 http://www.hlhz.com
To see a copy of the Order Authorizing Employment and Retention of Houlihan Lokey Howard & Zukin Capital, Inc. as Investment Banker to the Official Committee of Unsecured Creditors, please click here. [Docket #2279] |
U.S. Trustee
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The Office of the United States Trustee 33 Whitehall Street 21st Floor New York, NY 10004 Phone: (212) 510-0500 Fax: (212) 668-2255 Attn: Tracy Hope Davis, Esq., Elisabetta G. Gasparini, Esq., Andrea B. Schwartz, Esq. |
Examiner
To see a copy of the Order Authorizing the Appointment of Anton R. Valukas, as Examiner, please click here. [Docket #2583]| Counsel for Examiner | ||||||
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Jenner & Block LLP 919 Third Avenue, 37th Floor New York, New York 10022-3908 http://www.jenner.com
To see a copy of the Order Authorizing the Examiner to Retain and Employ Jenner & Block LLP as his Counsel Nunc Pro Tunc as of January 19, 2009, please click here. [Docket #2803] |
Estate Teams
For any questions related to the filing of Lehman Brothers Holdings Inc., please see the following information:| Team | Contacts | Phone | |
|---|---|---|---|
| President and Chief Executive Officer | John Suckow | (646) 285-9263 | john.suckow@lehmanholdings.com |
| Corporate Overhead / Legacy | |||
| Chief Financial Officer | William Fox | (646) 285-9161 | william.fox@lehmanholdings.com |
| Financial Reporting: | Mike Leto | (646) 285-9206 | michael.leto@lehmanholdings.com |
| Accounting/Finance | |||
| M.O.R.'s | Cliff Feibus | (212) 285-9157 | clifford.feibus@lehmanholdings.com |
| Transaction Accounting Support | |||
| Audit Committee | |||
| For any questions related to the MOR's, POR or Disclosure Statements, | |||
| please email | holly.dice@lehmanholdings.com | ||
| Treasury: | |||
| Cash Management | Chris Kelly | (646) 285-9189 | christopher.kelly@lehmanholdings.com |
| Cash Forecasting | Joe Sciametta | (646) 285-9170 | joe.sciametta@lehmanholdings.com |
| Cash Management Order Compliance | Tim Meighan | (646) 285-9223 | timothy.meighan@lehmanholdings.com |
| Janet Birney | (646) 285-9122 | janet.birney@lehmanholdings.com | |
| Tax: | Don Roveto | (646) 285-9209 | don.roveto@alvarezandmarsal.com |
| Tax Compliance | |||
| Tax Planning | Jeff Ciongoli | (201) 526-1483 | jeffry.ciongoli@lehmanholdings.com |
| Benefits Consulting | Darryl Steinberg | (201) 526-1482 | darryl.steinberg@lehmanholdings.com |
| Transaction Tax Support | |||
| Winddown/transition | |||
| Human Resources | Robert Hershan | (646) 285-9181 | robert.hershan@lehmanholdings.com |
| Transition Services Agreement | |||
| Technology | |||
| Thomas Marr | (646) 285-9784 | thomas.marr@lehmanholdings.com | |
| Patricia Vozza | (646) 285-9388 | patricia.vozza@lehmanholdings.com | |
| CLAIMS | For all questions related to claims, please contact (866) 879-0688 | ||
| Overall Claims Management | (866) 879-0688 | lehmancallcenter@epiqsystems.com | |
| Forensic Technology | |||
| Data Preservation and Mining | Mark Kindy | (646) 285-9418 | mark.kindy@lehmanholdings.com |
| Databases | |||
| Email / IM / Files / Hard Copy | |||
| Tom Hommel | (646) 285-9756 | thomas.hommel@lehmanholdings.com | |
| Martha Solinger | (646) 285-9779 | martha.solinger@lehmanholdings.com | |
| Dispute Analysis & Forensics | |||
| Litigation Support and Analysis | Philip Kruse | (646) 285-9199 | phil.kruse@lehmanholdings.com |
| Intercompany Reconciliation | |||
| Avoidance Claims | |||
| Collateral | |||
| Transaction Research & Resolution | |||
| Litigation | Tom Hommel | (646) 285-9756 | thomas.hommel@lehmanholdings.com |
| Martha Solinger | (646) 285-9779 | martha.solinger@lehmanholdings.com | |
| Bill Olshan | (646) 285-9795 | william.olshan@lehmanholdings.com | |
| ASSET TEAMS | |||
| Derivatives | |||
| Management | Daniel Ehrmann | (646) 285-9556 | daniel.ehrmann@lehmanholdings.com |
| Chris O'Meara | (646) 285-9500 | comeara@lehmanholdings.com | |
| Derivatives Counterparty | John Dziadzio | (646) 285-9622 | john.dziadzio@lehmanholdings.com |
| Derivatives Trading | Steve Mullaney | (646) 285-9729 | steven.mullaney@lehmanholdings.com |
| Operations | James Browning | (646) 285-9602 | james.browning@lehmanholdings.com |
| Litigation | Matthew Cantor | (646) 285-9700 | matthew.cantor@lehmanholdings.com |
| Loans | |||
| Analysis | Rich Katz | (646) 285-9065 | richard.katz@lehmanholdings.com |
| Unwind | |||
| Portfolio Management | |||
| Loan Operations | Sally Nancoz | (646) 285-9788 | sally.nancoz@lehmanholdings.com |
| Legal | |||
| Capital Markets | |||
| Real Estate | |||
| Asset Recovery Plan | Jeff Fitts | (646) 285-9035 | jeff.fitts@lehmanholdings.com |
| Dispositions | |||
| Pledged Collateral Issues | |||
| Key Lehman Contacts | |||
| Commercial R/E | Anthony Barsanti | (646) 285-9067 | anthony.barsanti@lehmanholdings.com |
| Joelle Halperin | (646) 285-9066 | joelle.halperin@lehmanholdings.com | |
| Corporate | |||
| Principal Investment and Private Equity |
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| Lb Private Equity Group | |||
| U.S./Europe Direct Principal Investments | |||
| Third Party Fund Investments | Chris Mosher | (646) 285-9786 | christopher.mosher@lehmanholdings.com |
| Asia Direct Principal Investments | |||
| M&A Coordination/Counsel | Ashvin Rao | (646) 285-9826 | ashvin.rao@lehmanholdings.com |
| Private Equity Investor Relations | For questions related to private equity investments, please contact Private Equity Investor Relations by phone at |
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| 646-285-9449 or by email at | pe_ir@lehmanholdings.com | ||
| International Operating Co's | Key A+M Contacts | ||
| International | Daniel Ehrmann | (646) 285-9556 | daniel.ehrmann@lehmanholdings.com |
| Europe | |||
| Asia | Tom Jones | (646) 285-9760 | tom.jones@lehmanholdings.com |
| Europe | |||
| Asia | |||
| Corporate Asset Sales | |||
| Corporate Other | |||
| OTHER TOPICS | |||
| Bankruptcy Administration | Key Contacts | ||
| Case Administration | Tom Behnke | (646) 285-9652 | tom.behnke@lehmanholdings.com |
| Steve Kotarba | (646) 285-9195 | steven.kotarba@lehmanholdings.com | |
| Filing Claims | Epiq | (866) 879-0688 | lehmancallcenter@epiqsystems.com |
| Insurance | Daniel Spragg | (646) 285-9964 | dan.spragg@lehmanholdings.com |
| Lori Fife | (212) 310-8040 | lehmanteam@weil.com | |
| Media Contact | Kimberly Macleod | (646) 285-9215 | kmacleod@lehmanholdings.com |
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Benefits and Payroll Questions
Current and former Lehman Brothers employees may contact the LBHI Human Resources Service Center at 866-994-6381 or 212-526-7812 (or via email at hrservices@lehman.com) with any U.S. benefits questions.*For any questions from former or current Lehman Brothers employees about W-2 forms for 2008, please contact: payroll@lehman.com or 201-499-8330.
* Former Lehman employees now employed at Barclays should contact the Barclays human resources service center at 212-526-2363 for any Barclays related matters. Legacy Lehman matters can be directed to the LBHI HR Service Center, using the above LBHI HR Service Center contact information.
Press Releases
- Lehman Brothers Holdings Inc. Announces Sale of Lehman Brothers Venture Partners (dated February 24, 2009)
- Lehman Brothers Merchant Banking Unit Spins Out into Independent Firm (dated April 10, 2009)
- Lehman Group of Companies Signs Cross-Border Insolvency Protocol (dated May 26, 2009)
- Lehman Brothers Files Chapter 11 Plan (dated March 15, 2010)
- Lehman Brothers Preliminary Report on Chapter 11 Plan (dated March 29, 2010)
- Lehman Brothers European Mezzanine Partners Spun Out to Management as Neovara LLP (dated May 17, 2010)
- Lehman Brothers Holdings Inc. Provides Update On Chapter 11 Plan Process (dated December 15, 2010)
- Lehman Brothers Files First Amended Joint Chapter 11 Plan with Support of The Official Unsecured Creditors’ Committee (dated January 26, 2011)
- Lehman Brothers Holdings Announces Affiliate Claim Settlement and Lehman Brothers Bankhaus Support For Amended Plan (dated February 3, 2011)
- Lehman Brothers Agreement Reached With Key Stakeholders on Second Amended Joint Chapter 11 Plan (dated July 1, 2011)
- Lehman Brothers and Moonlight Basin Announce Settlement Agreement (dated July 25, 2011)
- Lehman Brothers Holdings Inc. and Lehman Hong Kong Entities Reach Settlement (dated August 3, 2011)
- Court Approves Lehman Disclosure Statement (dated August 30, 2011)
- Lehman Brothers Holdings Inc. and Lehman Brothers International Europe Announce Agreement in Principle (dated September 16, 2011)
- Lehman Brothers Completes the Sale of 1107 Broadway (dated September 27, 2011)
- Lehman Brothers Reaches Settlement with Bank of America and Merrill Lynch Over Litigation and Derivatives Claims (dated September 28, 2011)
- Lehman Joint Chapter 11 Plan Now Supported By Creditors Holding More Than $160 Billion In Claims (dated October 25, 2011)
- Lehman Brothers Completes Innkeepers Transaction; Receives Payout of $224 Million (dated October 27, 2011)
- Lehman Brothers Completes Sale of Its Interest in 10-Building Rosslyn, VA Portfolio (dated October 31, 2011)
- Lehman Brothers Holdings Inc. Bankruptcy Plan Has Overwhelming Support of Creditors (dated November 29, 2011)
- Court Confirms Lehman Bankruptcy Plans (dated December 9, 2011)
- Lehman Brothers Holdings Inc. and Lehman Brothers Inc. Announce Agreement in Principle (dated February 28, 2012)
- Wilton Re Buys Back Shares Held by Lehman Brothers Holdings for $390 Million (dated February 28, 2012)
- Lehman Brothers Chapter 11 Debtors Emerge From Bankruptcy And Set Initial Distribution Date (dated March 6, 2012)
- Lehman Brothers Holdings Inc. Receives $850 Million for its Preferred Equity Interest in Neuberger Berman (dated March 16, 2012)
- Lehman Brothers Holdings Inc. Received $1.5 Billion Distribution from Affiliate Lehman Brothers Asia Holdings (dated March 19, 2012)
- Initial Distribution Percentages Announced for Lehman Brothers Holdings Inc. and its Debtor Affiliates (dated April 11, 2012)
- Lehman Brothers Holdings Closes on Suncal Portfolio (dated April 30, 2012)
- Lehman Brothers to Acquire Partners’ Remaining Stake in Archstone (dated May 25, 2012)
- Lehman Brothers Holdings Files Updated Cash Flow Estimates (dated July 25, 2012)
- Lehman Brothers Completes Sale of its Interest in Austin Portfolio (dated September 19, 2012)
- Second Distribution Percentages Announced for Lehman Brothers Holdings Inc. and Its Debtor Affiliates (dated September 25, 2012)
- Lehman Brothers to Sell Archstone to Equity Residential and Avalon Bay For $6.5 Billion In Cash and Stock (dated November 26, 2012)
- Lehman Brothers Holdings Inc., Lehman Brothers Inc. and Lehman Brothers International (Europe) Resolve Intercompany Claims (dated February 26, 2013)
- Third Distribution Percentages Announced for Lehman Brothers Holdings Inc. and Its Debtor Affiliates (dated March 27, 2013)
- LBHI to Explore Opportunities to Monetize Portions of General Unsecured Claims to be Allowed Against LBI (dated May 10, 2013)
- Lehman Brothers Holdings Inc. to Sell $4.22 Billion of Claims Against Lehman Brothers Inc. (dated May 22, 2013)
- Lehman Brothers Holdings Inc. to Sell an Additional $1.06 Billion of Claims against Lehman Brothers Inc. (dated May 31, 2013)
- Lehman Brothers Holdings Inc. to Sell an Additional $1.808 Billion of Claims against Lehman Brothers Inc. (dated June 10, 2013)
Media Contact
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Kimberly Macleod Senior Vice President Lehman Brothers Holdings Inc. 1271 Avenue of the Americas, 35th Floor New York, NY 10020
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Lehman Commercial Real Estate
- The link below identifies Lehman Commercial Real Estate assets that may now or in the future be listed with brokers; this list will be updated periodically.
- Interested parties should contact the brokers listed directly. Please do not contact Lehman personnel directly regarding these assets.
- The assets listed may not be complete and this link does not purport to list all Lehman Commercial Real Estate assets currently being marketed or sold.
- Information regarding these assets may be incomplete or inaccurate and should be verified by the receiving party.
- Certain assets may require certain approvals in order to be sold, including without limitation, approval by the Unsecured Creditors Committee and the U.S. Bankruptcy Court.
- No person or entity makes any representations or warranties regarding the list, the assets or the accuracy or completeness of the information presented. Any assets may be withdrawn from marketing or sale at any time regardless of whether they appear on the attached list.
- All rights are reserved.
Lehman Estate - Commercial Real Estate Listed with Brokers as of April 4, 2013